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福布斯记者:CFTC即将宣布对其执法部门进行重组,以结束所谓的“执法式监管”做法

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2025-02-04 18:33:41
福布斯记者Eleanor Terrett在X平台发文称,美国商品期货交易委员会(CFTC)即将宣布对其执法部门进行重组,以结束所谓的“执法式监管”做法,并更好地利用机构资源以防止欺诈、操纵和滥用,确保市场完整性。
此前的执法特别工作组将被简化为两个新的特别工作组,分别称为复杂欺诈特别工作组和零售欺诈及一般执法特别工作组。复杂欺诈特别工作组将负责与所有资产类别相关的复杂欺诈和操纵的初步调查、调查和诉讼。该工作组的临时负责人将是副主任Paul Hayeck。
零售欺诈及一般执法特别工作组将专注于零售欺诈,并处理涉及《商品交易法》其他违反行为的一般执法事务。该工作组的临时负责人将是副主任Charles Marvine。
据CFTC新闻官员称,此次精简还旨在防止机构过度干预,并增强一致性、公平性和正当程序。
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